BROKERS COMPLIANCE GROUP, INC. - an affiliate of Lenders Compliance Group, is the first full-service, mortgage risk management firm in the United States, specializing exclusively in outsourced mortgage compliance and offering a full suite of services to independent mortgage professionals. is a Division of Brokers Compliance Group.

  • Over 35 years of broad-based experience as a regulator and banking professional in mortgage banking and retail branch banking management.

  • Former Deputy Commissioner of the Connecticut Department of Banking. 

  • Former Acting Director of the Consumer Credit Division, Connecticut Department of Banking. 

  • Administered the requirements of the Nationwide Mortgage Licensing & Registry in Connecticut and served as the Chairman of the Nationwide Licensing Policy Committee. 

  • Managed the issuance of significant enforcement actions and penalties resulting from the subprime meltdown and other violations of licensing laws such as unlicensed activity. Directly met with licensees and their attorneys to discuss settlement options and strategies to achieve compliance with related statutes. 

  • Former Co-Chair of Regulations and Policy Committee of Connecticut’s Subprime Lending Task Force, established by Governor M. Jody Rell. 

  • Adjunct Faculty at the University of Hartford, Barney School of Business. 

  • Received the Bachelor of Science Degree in Business Administration from Bryant University, and holds an MBA from the University of Connecticut. 

Alan J. Cicchetti

Executive Director

WEB Design:

A. Magliocchi


    T: 866-602-6660  x 210